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Apnea

Authors Created

03/27/97 Reviewed

02/24/00 Revised

02/24/00

Jump to Table of Contents Table of Contents

Definition of Apnea

Types of Apnea

Incidence of Apnea versus Gestational Age

Physiologic Effects of Apnea

Diseases Associated with Apnea

Proposed Pathogenic Mechanisms of Apnea

Principles of Therapy for Apnea of Prematurity

Suggested Treatment Protocol for Apnea of Prematurity

When to Initiate a CPAP Trial

Methylxanthine Therapy

Adverse Effects of Methylxanthine Therapy

Author

References

Definition of Apnea

Apnea is the most common problem of ventilatory control in the premature infant frequently prolonging hospitalization and the need for cardiopulmonary monitoring. The standard definition of apnea is cessation of inspiratory gas flow for 20 seconds, or for a shorter period of time if accompanied by bradycardia (heart rate less than 100 beats per minute), cyanosis, or pallor.[back to Table of Contents]

Types of Apnea

Apnea has been classified into three types depending on whether inspiratory muscle activity is present. If inspiratory muscle activity fails following an exhalation, it is termed Central Apnea. If inspiratory muscle activity is present without airflow, this is termed Obstructive Apnea. If both central and obstructive apnea occur during the same episode, this is termed Mixed Apnea. It is important to characterize a patient's apnea episodes into one or more types for treatment consideration.[back to Table of Contents]

Incidence of Apnea versus Gestational Age

Although there is considerable variation in incidence and severity of apnea in premature infants, both are inversely related to gestational age. Approximately 50% of infants less than 1500 grams birth weight require either pharmacologic intervention or ventilatory support for recurrent prolonged apneic episodes. The peak incidence occurs between 5 and 7 days postnatal age. Apnea of Prematurity is a specific diagnosis and usually resolves between 34 to 36 weeks postconceptual age.[back to Table of Contents]

Physiologic Effects of Apnea

Decrease in arterial oxygen tension

Decrease in heart rate

Decrease in peripheral blood flow

EEG changes suggesting CNS depression if apnea is severe

Increase in venous pressure

Decrease in muscle tone

[back to Table of Contents]

Diseases Associated with Apnea

Apnea is only a symptom and frequently occurs secondary to other disease processes. However, 'Apnea of Prematurity' is a specific diagnosis and also one of exclusion. Other causes of apneic spells should be pursued if the apnea progresses in severity, fails to respond to appropriate therapy, severe episodes occur on the first day of life, or it appears at a gestational age where it should not occur. Apnea should be treated with simultaneous attention focused on the primary disease. Treatment of these associated problems may result in a decrease in the frequency and severity of apneic spells. These causes include:

Respiratory Distress Syndrome

Pulmonary mechanical problems such as Airleak, or Atelectasis

Infectious causes such as Sepsis, Meningitis, or Pneumonia

Intracranial Hemorrhage

Seizures

Anemia

Gastroesophageal Reflux

Necrotizing Enterocolitis

Patent Ductus Arteriosus

Hemorrhagic Shock

Metabolic disturbances such as Hypoglycemia, Acidosis, Hyponatremia, Hypocalcemia

Maternal Drugs

Inappropriate Thermal Environment - Hyperthermia[back to Table of Contents]

Proposed Pathogenic Mechanisms of Apnea

Primary central respiratory center depression

- likely to result in central apnea

Fewer neuronal synapses

Decreased carbon dioxide (CO2) sensitivity

Decreased neurotransmitter levels

Metabolic disorders

Sepsis

Suppression by drugs

Decreased or inhibitory upper afferent input to the central respiratory center

- likely to result in obstructive, central, or mixed apnea

Less cortical traffic

Sleep state, especially REM sleep

Seizures

Metabolic disorders

Sepsis

Suppression by drugs

Abnormal or hyperactive reflexes

- likely to result in central apnea

Head's paradoxical reflex (gasp and apnea following lung inflation)

Laryngeal receptors (taste buds) acting through superior laryngeal nerves

Posterior pharyngeal reflex (apnea induced by deep repeated suctioning)

Vascular receptors (apnea induced by large vessel distension)

Decreased or inhibitory lower afferent input to the central respiratory center

- likely to result in central apnea

Sensory receptors (temperature receptors on face)

Chemoreceptor immaturity

Hypoxemia

- likely to result in central or mixed apnea

Immature ventilatory response to hypoxemia

Presence of lung disease

Decreased lung volume

Patent ductus arteriosus

Anemia

Hypotension with decreased oxygen delivery to the brain[back to Table of Contents]

Principles of Therapy for Apnea of Prematurity

Therapy for Apnea of Prematurity can be divided arbitrarily into four groupings based on proposed pathogenic mechanisms that might result in apnea. Institution of interventions should occur in the order of increasing invasiveness and risk. Debate regarding risk of interventions persists, some authors advocating use of methylxanthines prior to CPAP therapy.Increase Afferent Input into the Respiratory Centers

Cutaneous or vestibular stimulation

Avoid hyperoxiaTreatment of Primary Depression of Respiratory Center

Treat infection

Correct metabolic disturbances

Administer central nervous system stimulants (aminophylline, theophylline, caffeine, doxapram)Treatment of Hypoxemia

Treat HMD, pneumonia,aspiration, etc.

Increase inspired oxygen

Apply continuous positive airway pressure (CPAP)

Prone positioning

Treat congestive heart failure

Close patent ductus arteriosus

Transfuse with packed red blood cellsAvoidance of Triggering Reflexes

Beware of suction catheters

Avoid nipple feedings (feed by tube or intravenously)

Avoid hyperinflation and hyperventilation during bagging

Avoid cold stimuli to the face

Place infant in the prone position

Avoid severe flexion of neck

Treat gastroesophageal reflux[back to Table of Contents]

Suggested Treatment Protocol for Apnea of Prematurity

Institution of interventions should occur in the order of increasing invasiveness and risk.

Diagnose and treat precipitating causes

respiratory diseases

hypotension

sepsis

anemia

hypoglycemia

Initiate stimulation (cutaneous, vestibular)

Initiate a trial of nasal prong air/oxygen airflow

Initiate a trial of low-pressure nasal continuous positive airway pressure (CPAP)

Initiate methylxanthine therapy

Initiate mechanical ventilation[back to Table of Contents]

When to Initiate a CPAP Trial

Apnea that continues in spite of optimum methylxanthine treatment may respond to low level CPAP. Accordingly, a trial of CPAP (4-5 cmH2O) is warranted in addition to or as an alternative to ineffective methylxanthine treatment. Frequent apnea associated with marked bradycardia and/or arterial oxygen desaturation refractory to methylxanthines and/or CPAP should be treated with positive pressure ventilation.[back to Table of Contents]

Methylxanthine Therapy

The exact mechanism by which methylxanthines exert their beneficial effect in apnea is not known. Proposed mechanisms include increased respiratory drive secondary to increased carbon dioxide sensitivity and increased oxygen consumption. Other mechanisms postulated include adenosine antagonism, enhanced diaphragmatic contractility, and increased cyclic 3', 5' -cyclic AMP. Desaturation spells not associated with apnea are not benefited by methylxanthine therapy. Caffeine is recommended over aminophylline due to it's wider margin of safety and ease of administration (once daily).

Initiation of Methylxanthines

Apnea Type Type of Intervention Treatment Indication

Spontaneous No intervention required Frequent episodes associated with desaturations (SaO2 <80%) and/or bradycardia (HR <90); e.g., one or more per hour over a long period of time such as 12-24 hours

Mild Light touch, stroke back

Associated with desaturations <80% and bradycardia <90 Multiple episodes; more than 6 over a 12 hour period or 12 over a 24 hour period

Moderate Move infant, i.e. roll over, reposition, etc.

Oxygen administered More than 2 episodes in a 24 hour period

Severe Prolonged vigorous stimulation

PPV with or without oxygen More than 1 episode in a 24 hour period

Note: Apnea, bradycardia, and/or cyanotic spells associated with feeding, handling,suctioning,mucus plugging, etc. should not be counted when determining whether to initiate methylxanthine therapy.

Methylxanthine Dosing Guidelines

Caffeine: 10mg/kg IV or PO loading dose of caffeine base (20mg/kg caffeine citrate) of 20 mg/mL solution, then 2.5 mg/kg in one daily dose.

Plasma level 8-20 micrograms/mL.

Mean caffeine half-life in low birth weight infants - 102 hours.Aminophylline: 5 mg/kg IV loading dose, then 1-2 mg/kg IV q8-12 hours: Metabolized to theophylline.

Plasma level (theophylline) 5-15 micrograms/mL

Mean half-life in low birth weight infants - 30.2 hours.

Reminder-Premature infants metabolize up to 15% of administered theophylline to caffeine. Apparent methylxanthine toxicity can occur despite therapeutic plasma theophylline levels.

[back to Table of Contents]

Adverse Effects of Methylxanthine Therapy

Excessive diuresis

Increased cerebral metabolic rate (X2-3)

Decreased anoxic survival in animal studies

Increased cardiac output

Decreased cerebral blood flow

Increased blood sugar levels

Increased plasma glycerol

Increased lung glycogen metabolism

Decrease cholesterol synthesis in glial cells

Decreased cerebral cell growth and division

Decreased retinal blood flow[back to Table of Contents]

References

MJ and RJ. Apnea of Prematurity. Clinics in Perinatology. 19:789-808, 1992.Schmidt B. Methylxanthine therapy in premature infants: Sound practice, disaster, or fruitless byway? J Pediatr 135:526-528, 1999.Lagercrantz H. What does the preterm infant breathe for? Controversies on apnea of prematurity. Acta Paediatr81:733-736, 1992.Bucher HU and Duc G. Does caffiene prevent hypoxaemic episodes in premature infants? Eur J Pediatr 147:288-291, 1988. RJ. Neonatal apnea, bradycardia, or desaturation: Does it matter? J Pediatr 132:758-759, 1998.National Institutes of Health Concensus Development Conference on Infantile Apnea and Home Monitoring. Pediatrics 79:292-299, 1987.[back to Table of Contents]

Author

This article was authored for this web page by:

Dennis E. Mayock, M.D.

Associate Professor, Pediatrics/ Neonatology

University of Washington

Seattle, Washington 98195

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